Wednesday, September 18, 2013

FINRA publishes guidance for broker-dealers concerning EB-5 securities offerings

FINRA (Financial Industry Regulatory Authority, Inc.), the largest independent regulator for all securities firms doing business in the United States, has published guidance for broker-dealers in performing due diligence on EB-5 securities offerings or "private placements."  Read a summary by clicking on the URL below:

http://tinyurl.com/pappqva

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